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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2017-12-04 |
Branch Locations
2708 New Hartford Rd, Owensboro, KY 42303 • United States
Utica, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock County Public Schools | Lewisport | KY | 07/2016 | 01/2017 |
| Unemployed | Utica | KY | 02/2017 | 04/2017 |
| Ameriprise Financial Services, Inc | Owensboro | KY | 05/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Owensboro | KY | 03/2020 | Present |
Real Estate Ownership; Single Family; 10088 US hwy 431, , Utica, KY, 42376; Not Investment-Related; 09/01/2024. Outside Employment; Rainmaker Inc.; I work as a financial advisor for Align Wealth Management and paid through Rainmaker Inc.; Manage advisory business; 2708 New Hartford Rd, , Owensboro, KY, 42303; Investment-Related; 06/15/2017; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-22 |
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