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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-10-28
TX RA APPROVED_RES 2022-01-28
KY RA APPROVED 2003-09-17
IN RA APPROVED 2001-10-05
  • TN RA
    APPROVED
    Since 2024-10-28
  • TX RA
    APPROVED_RES
    Since 2022-01-28
  • KY RA
    APPROVED
    Since 2003-09-17
  • IN RA
    APPROVED
    Since 2001-10-05

Branch Locations

2555 Meridian Blvd Ste 260, Franklin, TN 37067-6363 • United States

2708 New Hartford Rd, Owensboro, KY 42303 • United States

2550 Meridian Blvd Ste 350, Franklin, TN 37067 • United States

22 Public Sq Ste 1, Columbia, TN 38401 • United States

Owensboro, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Owensboro KY 09/2005 03/2020
Ameriprise Financial Services, Llc Owensboro KY 03/2020 Present
Other Businesses

Business Ownership; Wishlist Commercial; Administration, Used for Property Management, specifically family owned property; Property Management for Family Owned Properties.; 2022 Lexington Ave, , Owensboro, KY, 42301; Not Investment-Related; 12/22/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Rainmaker Incorporated; Administrative and Management; Designed to manage business affairs of our financial practice; payroll, office expenses, etc; 2708 New Hartford Rd, , Owensboro, KY, 42301; Not Investment-Related; 01/01/2022; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Owensboro/Daviess County Estate Planning Council; Vice-President; 0 Street Address, , Owensboro, KY, 42303; Not Investment-Related; 12/15/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Rainmaker Inc.; Owner - Discuss Strategic Objectives and Manage Employees; ; 2708 New Hartford, , Owensboro, KY, 42303; Not Investment-Related; 01/01/2022; 20 to 39 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-03
  • S66 Uniform Combined State Law Examination
    2001-10-03

View on SEC IAPD

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