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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-11-21 |
Branch Locations
2708 New Hartford Rd, Owensboro, KY 42303 • United States
Owensboro, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Owensboro | KY | 12/2005 | 05/2022 |
| Massmutual Life Insurance Co | Owensboro | KY | 05/1998 | 05/2022 |
| Ameriprise Financial Services, Llc | Owensboro | KY | 06/2022 | Present |
Board of Directors; Christian Outreach Inc.; Vice President/Director; 2110 W. 2nd Street, , Owensboro, KY, 42301; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours / MentorKids Kentucky; Board Member; 2809 Veach Road, , Owensboro, KY, 42303; Not Investment-Related; 03/25/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Rainmaker Corporation; Associate Advisor; The entity that processes/responsible for payroll to Advisors. My payroll is received from Rainmaker Corporation; 2708 New Hartford Road, , Owensboro, KY, 42303; Not Investment-Related; 06/22/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-03 |
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