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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-10-28
TX RA APPROVED_RES 2023-11-08
KY RA APPROVED 2020-01-10
  • TN RA
    APPROVED
    Since 2024-10-28
  • TX RA
    APPROVED_RES
    Since 2023-11-08
  • KY RA
    APPROVED
    Since 2020-01-10

Branch Locations

2555 Meridian Blvd Ste 260, Franklin, TN 37067-6363 • United States

2708 New Hartford Rd, Owensboro, KY 42303 • United States

2550 Meridian Blvd Ste 350, Franklin, TN 37067 • United States

22 Public Sq Ste 1, Columbia, TN 38401 • United States

Owensboro, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Owensboro KY 05/2018 03/2020
Kentucky Wesleyan College Owensboro KY 08/2015 04/2018
Owensboro United Soccer Club Owensboro KY 02/2018 06/2018
Ameriprise Financial Services, Llc Owensboro KY 03/2020 Present
  • 05/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Owensboro, KY
  • 08/2015 → 04/2018
    Kentucky Wesleyan College
    Owensboro, KY
  • 02/2018 → 06/2018
    Owensboro United Soccer Club
    Owensboro, KY
  • 03/2020 → Present
    Owensboro, KY
Other Businesses

Outside Employment; Rainmaker Corporation; Financial Advisor - Develop new business relationships. Prepare and conduct client service meetings. Complete client transaction requests. Develop professional business relationships.; Financial Advisor - Develop new business relationships. Prepare and conduct client service meetings. Complete client transaction requests. Develop professional business relationships.; 2708 New Hartford Rd, , Owensboro, KY, 42303; Not Investment-Related; 04/15/2019; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-11
  • S66 Uniform Combined State Law Examination
    2019-09-11

View on SEC IAPD

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