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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-06 |
| NJ | RA | APPROVED | 2004-05-28 |
| TX | RA | APPROVED_RES | 1998-09-23 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 09/1983 | Present |
| Bank Of America, N.A. | Garden City | NY | 12/2009 | Present |
I*42103 For profit or not for profit: Non-Profit Organization Name of outside business organization: Backus farm Homeowners Assoc Investment related: N Address of business: Sands point, New York 11050 Nature of business: LLC, Position, title, association: Officer, Start date of relationship: 2/1/2001 Number of hours devoted: 6 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Collect dues to pay taxes for common beach path. I*91406 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PINE NECK REALTY, LLC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: SANDS POINT, NEW YORK 11050 NATURE OF BUSINESS: OTHER,LLC POSITION, TITLE, ASSOCIATION: OTHER, MEMEBER START DATE OF RELATIONSHIP: 5/18/2010 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LLC CREATED TO ENJOY LIABILITY PROTECTION, ESTATE PLANNING, AND ALL OTHER LLC BENEFITS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-01-02 |
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