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Kenneth Wayne Miller

Morgan Stanley

Garden City, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-18
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-18

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Garden City NY 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Garden City, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

*63548 : Sting lacrosse; Investment related : No; Wantagh; New York; Coach; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent);05/2012; During business hours: 10; After business hours: 0; Customer Service EVEREST RECRUITING CONSUTLING *1814 ERECELL DRIVE , WANTAGH NY 11793 *I SPEND APPROXIMATELY 10 HOURS A MONTH DURING BUSINESS HOURS * I SPEND EACH WEEK END DURING THE SUMMER, TRAVELING WITH A CLUB LACROSSE TEAM THAT IS A FEEDER FOR EVEREST.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-06-26
  • S63 Uniform Securities Agent State Law Examination
    1984-06-26

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