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Patrice P Forte

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-05
CT RA APPROVED 2009-02-19
  • TX RA
    APPROVED
    Since 2009-06-05
  • CT RA
    APPROVED
    Since 2009-02-19

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Stamford CT 07/2008 Present
  • 07/2008 → Present
    Merrill Lynch
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-17
S63 Uniform Securities Agent State Law Examination 1999-09-25
  • S66 Uniform Combined State Law Examination
    2009-02-17
  • S63 Uniform Securities Agent State Law Examination
    1999-09-25
Other Names
  • Patrice Bradbury
  • Patty Paula Piscatelli
  • Patrice Paula Forte
  • Patrice Paula Latella
  • Patrice Paula^^ Criscuolo
  • Patrice Paula^^ Bradbury

View on SEC IAPD

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