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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2018-04-03 |
| CA | RA | APPROVED | 2018-02-14 |
| CO | RA | APPROVED | 2018-02-14 |
| CT | RA | APPROVED | 2018-02-14 |
| MD | RA | APPROVED | 2018-02-14 |
| MA | RA | APPROVED | 2018-02-14 |
| MS | RA | APPROVED | 2018-02-14 |
| NC | RA | APPROVED | 2018-02-14 |
| SC | RA | APPROVED | 2018-02-14 |
| VA | RA | APPROVED | 2018-02-14 |
| WI | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Tampa | FL | 04/2016 | 02/2018 |
| Community Bank | Syracuse | NY | 04/2016 | Present |
| Lpl Financial Llc | Syracuse | NY | 02/2018 | Present |
1. 02/14/2018 - No Business Name - Not Investment Related - Syracuse, NY 13210-3427 - Real Estate Rental - Owner - 2 Hours Per Month/0 During Securities Trading. 2. 02/14/2018 - Community Investment Services Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 02/15/2018 - Community Investment Services Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Fixed, Term Life, Long-term Care, Whole Life, Disability. 4. 4/18/2018 - OneGroup Retirement Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/11/2018 - 160 Hours Per Month During Securities Trading. 5. 5/5/2021 - Weller Property Group - Investment Related - 131 Wheaton Rd., Syracuse, NY 13203; Syracuse, NY 13203; Syracuse, NY 13206; Syracuse, NY 13210; - Real Estate Rental - Start Date: 3/15/2021 - 6 Hours Per Month/0 Hours During Securities Trading. 6. 10/15/2021 - Scottholm Properties LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 10/15/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Established an LLC for my brother and I to own real estate investment properties. 7. 10/21/2021 - CHT LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 10/15/2021 - 2 Hours Per Month/0 Hours During Securities Trading - LLC established to invest in real estate investment properties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-28 |
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