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Declan J Mahar

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-02-23
CT RA APPROVED 1993-02-11
  • TX RA
    APPROVED
    Since 2007-02-23
  • CT RA
    APPROVED
    Since 1993-02-11

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 02/1983 Present
Bank Of America, N.A. Glastonbury CT 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-09
S63 Uniform Securities Agent State Law Examination 1984-07-12
  • S65 Uniform Investment Adviser Law Examination
    1998-04-09
  • S63 Uniform Securities Agent State Law Examination
    1984-07-12
Other Names
  • Declan John Mahar

View on SEC IAPD

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