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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1990-07-12
TX RA APPROVED_RES 1988-03-28
  • CT RA
    APPROVED
    Since 1990-07-12
  • TX RA
    APPROVED_RES
    Since 1988-03-28

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fairfield CT 07/1983 Present
Bank Of America,N.A. Fairfield CT 06/2011 Present
Other Businesses

I*44773 NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE PATTERSON CLUB INVESTMENT RELATED: NO ADDRESS OF BUSINESS: FAIRFIELD, CONNECTICUT 6824 POSITION, TITLE, ASSOCIATION: OFFICER START DATE OF RELATIONSHIP: 1/3/2011 NUMBER OF HOURS DEVOTED: 4 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: VICE PRESIDENT. ONE OF 4 OFFICERS OF CLUB RESPONSBILE FOR GENERAL OVERSIGHT. I*47885 NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE FIRST TEE OF CONNECTICUT INVESTMENT RELATED: NO ADDRESS OF BUSINESS: ROCKY HILL, CONNECTICUT 6067 POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 1/1/2012 NUMBER OF HOURS DEVOTED: 20 HOURS ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10 DUTIES: ATTEND 4 MEETINGS/YEAR. CONTRIBUTE TO THINKING ABOUT PROGRAMMING IDEAS FOR YOUTH. 3 YEAR TERM. I*: 2496295 Entity Type: Fiduciary role Name of OBA: L. V. Rev Trust Address: Fairfield, CT 06824 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 05/27/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Trustee for spouse

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-27
S63 Uniform Securities Agent State Law Examination 1984-06-08
  • S65 Uniform Investment Adviser Law Examination
    1994-10-27
  • S63 Uniform Securities Agent State Law Examination
    1984-06-08
Other Names
  • Thomas Vacheron
  • Thomas Edward Vacheron

View on SEC IAPD

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