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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
500 Plum St Ste 301, Syracuse, NY 13204 • United States
125 Wolf Road Suite 503-15, Albany, NY 12205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Albany | NY | 04/1983 | Present |
| Pruco Securities, Llc. | Albany | NY | 04/1983 | 11/2024 |
| Lpl Enterprise, Llc | Albany | NY | 11/2024 | Present |
1) 09/18/2024- Caroga Evangelical Chapel- Non-Profit Board Member- Keep financial records for Chapel. Disburse checks for Chapel bills/expenses.- Not INV Related- At Albany, NY- Start date 07/01/1997- 2 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-03 |
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