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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

125 E Jefferson St Suite 800, Syracuse, NY 13202-2566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Syracuse NY 03/1996 Present
Massmutual Life Insurance Company Syracuse NY 03/1996 Present
Other Businesses

(1)NAME:EDWARD J VESPA, INV REL:Y ADDR:125 EAST JEFFERSON ST, SUITE 800, SYRACUSE NY 13202, NATURE:GROUP LIFE, GROUP HEALTH, SHORT AND LONG TERM GROUP DISABILITY, POSITION:SALES, START:1980, NO HR/MO:5 NO HR/MO DUR TRADING:0. (2)NAME:EDWARD J VESPA, INV REL: Y ADDR:125 EAST JEFFERSON ST, SUITE 800 SYRACUSE NY 13202, NATURE:LIFE INSURANCE CONSULTANT, POSITION:SALES, START:1980, NO HR/MO:5 NO HR/MO DUR TRADING:5.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-02-26
  • S63 Uniform Securities Agent State Law Examination
    2001-02-26

View on SEC IAPD

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