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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-07-10
  • PA RA
    APPROVED
    Since 2025-07-10

Branch Locations

100 Madison Street Suite 1300, Syracuse, NY 13202 • United States

Center Valley, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.G. Hurley & Associates, Inc. Center Valley PA 04/1984 01/2023
Cadaret, Grant & Co., Inc. Center Valley PA 05/1983 Present
Lpl Financial Llc Center Valley PA 07/2025 Present
  • 04/1984 → 01/2023
    R.G. Hurley & Associates, Inc.
    Center Valley, PA
  • 05/1983 → Present
    Cadaret, Grant & Co., Inc.
    Center Valley, PA
  • 07/2025 → Present
    Center Valley, PA
Previous Registrations
  • 1998-01-05 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Center Valley, PA
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
  • 2006-03-28 → 2021-05-28
    R.G Hurley & Associates, Inc.
    West Caldwell, NJ
Other Businesses

INSURANCE SALES, AGENT, START 1988, LESS THAN 5% OF TIME DEVOTED TO ACTIVITY, SELL LIFE, HEALTH & ANNUITY INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-12-28
  • S63 Uniform Securities Agent State Law Examination
    1984-12-28
Designations

View on SEC IAPD

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