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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2021-05-17 |
| CT | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Westport | CT | 06/2009 | 07/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Morgan Stanley | Fairfield | CT | 07/2017 | Present |
*411446 - Trust; Investment related -Yes; Norwalk, Connecticut; Trustee; 06/2000; During business hours: 1; After business hours: 0; * 478336 - Estate ; Investment related Yes; Norwalk, Connecticut; Estate; Executor/Co-Executor (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 2; After business hours: 4; Estate Administration, Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1982-12-22 |
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