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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-03-24
  • CT RA
    APPROVED
    Since 2009-03-24

Branch Locations

1 Eliot Place Ste 200, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 10/1979 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 02/1982 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2017 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESIDENT, BYWATYR TOWNHOUSE, 46, BYWATYR LANE, BRIDGEPORT, , CONNECTICUT, 06605, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/6/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I SERVE AS PRESIDENT OF OUR CONDO ASSOCIATION OF 23 UNITS 3. OUTSIDE INSURANCE SALES/SERVICING, GENERAL SALES/SERVICING, START DATE: 3/22/2005, SALES AND SERVICE OF NON-NORTHWESTERN MUTUAL INSURANCE PRODUCTS.; NOT INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-02
  • S63 Uniform Securities Agent State Law Examination
    1998-07-02
Designations
Other Names
  • Casey Jones
  • George E Jones
  • George E Iii Jones

View on SEC IAPD

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