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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED 2009-10-20
NJ RA APPROVED 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED
    Since 2009-10-20
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Garden City NY 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Garden City, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2009-03-05 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
Other Businesses

1.JOHN SCOTTS SURF SHACK BARTENDER 2. *500381 - Future Stars Lacrosse; Investment related No; Rockville Centre, New York; Recreation; Coach (proprietor, partner, officer, director, employee, trustee, agent); 04/2022; During business hours: 0; After business hours: 36; Coaching 3rd grade boys team

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-04
  • S66 Uniform Combined State Law Examination
    2009-03-04

View on SEC IAPD

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