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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
| TX | RA | APPROVED_RES | 2016-04-28 |
| PA | RA | APPROVED | 2016-02-23 |
Branch Locations
1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Garden City | NY | 02/2016 | Present |
1. Angel Blook, LLC; 60-83 Myrtle Ave Ridgewood NY 11385; Screenwriting; affiliation started 03/12/2012; 5 hours per month; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-28 |
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