Best Investors
Account
Sign in
Best Investors
Account
Sign in
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-05-04 |
Branch Locations
2150 Post Road 2Nd Floor, Fairfield, CT 06824-5669 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Newtown | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newtown | CT | 11/2016 | 04/2017 |
| Janney Montgomery Scott Llc | Fairfield | CT | 04/2017 | Present |
1) Congregation Shir Shalom; House of Worship; 46 Peaceable St. Ridgefield, CT 06877; Start date 09/01/2016; Member of Financial Planning board; Assist committee in making investment decisions for two endowment funds; 1hr/month; Investment-related 2) The Hills at Rivington Townhome Community, Danbury, CT. Board Director: One of five (5) Directors who manage the budget of the residential community. No compensated, 2 hrs./month, investment-related, 01/2023.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-20 |
Reach out to this advisor