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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-28
MN RA APPROVED 2013-11-20
  • TX RA
    APPROVED_RES
    Since 2016-11-28
  • MN RA
    APPROVED
    Since 2013-11-20

Branch Locations

1420 London Road Suite 201, Duluth, MN 55805-2425 • United States

Duluth, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets , Llc Duluth MN 03/2008 Present
City National Bank Duluth MN 03/2020 Present
Other Businesses

(1) ANIMAL ALLIES HUMANE SOCIETY; ADDRESS: 4006 AIRPORT ROAD DULUTH, MN 55811; BUSINESS DESCRIPTION: HUMANE SOCIETY; NOT INVESTMENT RELATED; START DATE: 01/01/2018; CAPACITY: DIRECTOR; DUTIES: BOARD MEETINGS, STRATEGIC PLANNING, SERVING ON COMMITTEES; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: <1; (2) KITCHI GAMMI CLUB FOUNDATION; ADDRESS: 831 EAST SUPERIOR STREET DULUTH, MN 55802; BUSINESS DESCRIPTION: PRIVATE FOUNDATION; NOT INVESTMENT RELATED; START DATE: 11/15/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: MONTHLY MEETINGS; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .25 (3) GIANNI BUONOMO; ADDRESS: P.O. BOX 7556 SAN DIEGO, CA 92167; BUSINESS DESCRIPTION: WINERY; NOT INVESTMENT RELATED; START DATE: 12/01/2014; CAPACITY: OWNER-PASSIVE; DUTIES: ADVISING ON COMPOSITION OF NEWLY BOTTLED WINES; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) NAME OF ENTITY: NATCOM Bancshares; ADDRESS: 1127 Tower Ave. Superior, WI 54880; INVESTMENT RELATED/NOT INVESTMENT RELATED; Investment Related; BUSINESS DESCRIPTION: Bank Holding Company; CAPACITY: Board of Directors; START DATE: 02/24/2015; DUTIES: I will be part of the board who will be making decisions in support of the holding company. I will be serving on committees as well as chairing the Enterprise Risk Management Committee of the board; HOURS DEVOTED PER MONTH: 2 per week; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: Zero 5) NAME OF ENTITY: AMCANN, LLLP ADDRESS: 1214 Brockway Ct, Lakeland, FL 33801 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Small Private START DATE: 11.21.24 CAPACITY: Partnership DUTIES: I will facilitate the investments in the LLLP's Focus account., as well as assuring that funds are readily available to pay invoices and for distributions to the Partners. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-29
S63 Uniform Securities Agent State Law Examination 1979-09-15
  • S66 Uniform Combined State Law Examination
    2002-04-29
  • S63 Uniform Securities Agent State Law Examination
    1979-09-15
Designations
Other Names
  • Cheryl Dawson Meese
  • Cheryl Ann Dawson

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