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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-02 |
| NY | RA | APPROVED | 2021-05-26 |
Branch Locations
1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States
Boca Raton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Uniondale | NY | 07/2007 | Present |
1. AWR FLP LLC; 1 Bay Club Dr, Bayside, NY 11360; Estate Planning; Member & Manager; 06/01/2022; 1 Hour per Day; During Securities Trading Hours; Investment Related. 2. Andrew Rifkin Profit Sharing Plan; 1 Bay Club Dr, Apt 17H, Bayside, NY 11360; Money Management; Self Directed; 5/19/1980; 0 hr/day; During Securities Trading Hours; Investment Related. 3. AWR OWNERS LLC; 1 BAY CLUB DR APT 17H BAYSIDE, NY 11360; REAL ESTATE HOLDINGS; MEMBER; REAL ESTATE MANAGEMENT; 01/11/2018; 10 HOURS/MONTH; Not During Securities Trading Hours; Investment Related. 4. FAE HOLDINGS 383593R; 1 BAY CLUB DR APT 17H BAYSIDE, NY 11360; REAL ESTATE HOLDING; MEMBER; SOLE MEMBER ALL DUTIES AND RESONSIBLES; 01/05/2018; 10 HOURS/MONTH; Not During Securities Trading Hours; Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-29 |
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