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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-02 |
| NC | RA | APPROVED | 2019-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Winston-Salem | NH | 07/2008 | 10/2019 |
| Lpl Financial Llc | Winston-Salem | NC | 10/2019 | Present |
1)10/01/2019 - Hege Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2014 - 100 hr/mth 2)10/01/2019 - Highland Capital Brokerage - Non-Variable Insurance - Agent - inv rel - at reported business location(s) - start: 09/2014 3)10/04/2019 - Anchor Financial Management Group LLC - Business Entity for Tax/Investment - inv rel - at report business location(s) - start: 11/2002
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-11 |
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