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Current Employers
Moneco Advisors

2150 Post Road, Suite 201, Fairfield, CT 06824 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-01-10
LA RA APPROVED 2016-04-08
TX RA APPROVED 2016-02-24
CT RA APPROVED 2014-08-22
  • FL RA
    APPROVED
    Since 2020-01-10
  • LA RA
    APPROVED
    Since 2016-04-08
  • TX RA
    APPROVED
    Since 2016-02-24
  • CT RA
    APPROVED
    Since 2014-08-22

Branch Locations

2150 Post Road, Suite 201, Fairfield, CT 06824 • United States

University Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fairfield CT 01/1994 Present
Moneco Advisors, Llc Fairfield CT 08/2014 Present
  • 01/1994 → Present
    Lpl Financial, Llc
    Fairfield, CT
  • 08/2014 → Present
    Moneco Advisors, Llc
    Fairfield, CT
Previous Registrations
  • 2005-01-28 → 2014-08-11
    Moneco
    Southport, CT
    Fairfield, CT
  • 2003-09-24 → 2004-12-31
    Moneco
    Southport, CT
Other Businesses

1. 07/21/2005 - HIGHLAND CAPITAL BROKERGE - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only. 2. 09/16/2010 - NO BUSINESS NAME - INV REL - Tax Prep/Accounting/CPA - Time Spent 1% - assist clients to submit their tax returns using Turbo Tax. 3. 07/16/2013 - Money Consultants, Inc. DBA MONECO Advisors - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - 10% TIME SPENT -for accounting purposes only. 4. 08/26/2013 - Moneco Advisors - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 5. 08/26/2013 - Moneco Advisors - At Reported Business Location(s) - Non-Variable Insurance DBA - 10% TIME SPENT -Registered Representative. 6. 09/03/2014 - MONECO ADVISORS - Not Investment Related - At Reported Business Location(s) - OTHER-NOTARY - 1 HR PER MONTH - NOTARY PUBLIC. 7. 3/6/2017 - Money Consultants, Inc. - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Started 02/28/17 - 3 Hours Per Month/1 Hour During Securities Trading - Preparing tax. 8. 3/1/2018 - Moneco Advisors, LLC - DBA: (Hybrid) MONECO Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/2013 - Time Spent 1% - I provide investment advisory services through Moneco Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2016. I expect to spend approximately 2 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 5/14/2021 - No Business Name - Investment Related - 6302 Thorndon Circle, University Park, FL 34201 - Real Estate Rental - Start Date: 5/15/2021 - 1 Hours Per Month/0 Hours During Securities Trading. 10. 01/31/2022 - No Business Name - Investment Related - Gloucester, Massachusetts 01930 - Real Estate Rental - Start Date: 10/15/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Condominium home.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-10-08
  • S63 Uniform Securities Agent State Law Examination
    1982-10-08
Designations
Other Names
  • Chris Neubert
  • Jon Christopher Neubert

View on SEC IAPD

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