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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2006-02-28 |
| TX | RA | APPROVED_RES | 1983-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Syracuse | NY | 07/1976 | Present |
| Bank Of America,N.A. | Syracuse | NY | 06/2011 | Present |
I*10154 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Aiken, South Carolina 29801 Nature of business: , Position, title, association: , Start date of relationship: 7/18/2011 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*10153 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Aiken, South Carolina 29801 Nature of business: , Position, title, association: , Start date of relationship: 3/15/2012 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1980-12-19 |
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