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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-07-06
TX RA APPROVED 2023-07-06
  • NC RA
    APPROVED
    Since 2023-07-06
  • TX RA
    APPROVED
    Since 2023-07-06

Branch Locations

380 Knollwood St. Suite 340, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Winston Salem NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Winston Salem NC 11/2016 07/2023
Wells Fargo Advisors Financial Network, Llc Winston Salem NC 07/2023 Present
Previous Registrations
Other Businesses

329 PARTNERS, LLC; INV RELATED; WINSTOM SALEM, NC; 50% OWNERSHIP; FARMLAND; START: 5/2004; 0 HR/MO; 0 DURING TRADING, LAND OWNERSHIP FROM INHERITANCE. 706 MOUNTAIN SPRINGS RD, LLC; INV RELATED; WINSTOM SALEM, NC; 33.33% OWNER; VACATION HOME; START: 4/15/2018; 0 HRS/MO; 0 DURING TRADING.MOUNTAIN HOME OWNERSHIP DIRECTOR OF ACCUSPORT, INC. IN WINSTON SALEM, NC.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-11-16
  • S63 Uniform Securities Agent State Law Examination
    1984-11-16
Other Names
  • Jim Kluttz
  • James Whittle Kluttz

View on SEC IAPD

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