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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-05-22 |
| WY | RA | APPROVED | 2017-07-19 |
| MN | RA | APPROVED | 2013-11-04 |
| WI | RA | APPROVED | 2002-01-07 |
| TX | RA | APPROVED_RES | 1983-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Duluth | MN | 12/1975 | Present |
| Bank Of America,Na | Duluth | MN | 11/2009 | Present |
I*37930 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RH ANDERSON FAMILIY LAND LLP INVESTMENT RELATED: N ADDRESS OF BUSINESS: EAGLE, WISCONSIN 53119 NATURE OF BUSINESS: PARTNERSHIP POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 1/7/2011 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE LLP HOLD A FARM IS SOUTH DAKOTA AND APPROXIMATELY 1000 ACRES OF TIMBERLAND IN WISCONSIN
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1979-12-05 |
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