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Christopher James Harris

Lincoln Investment

Syracuse, NY

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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
  • NY RA
    APPROVED
    Since 2021-03-25

Branch Locations

General Exchange Building 3532 James Street Ste. 108, Syracuse, NY 13206 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Syracuse NY 01/1994 01/2017
Legend Advisory Corporation Palm Beach Gardens FL 07/2011 09/2019
Lincoln Investment Syracuse NY 01/2017 Present
  • 01/1994 → 01/2017
    Legend Equities Corporation
    Syracuse, NY
  • 07/2011 → 09/2019
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Syracuse, NY
Other Businesses

LADY DI LEGEND LLC POSITION: Member, Owner NATURE: holding company INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/23/2019 ADDRESS: po box 513, syracuse NY 13206, United States DESCRIPTION: used for payroll purposes

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-08-25
  • S63 Uniform Securities Agent State Law Examination
    1980-08-25

View on SEC IAPD

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