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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2011-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2010 | Present |
| Northwestern Mutual Investment Services, Llc | Fairfield | CT | 10/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. OUTSIDE INSURANCE SALES/SERVICING, GENERAL SALES/SERVICING, START DATE: 8/18/2010, HOURS PER MONTH: 0-5, SALES AND SERVICE OF NON-NORTHWESTERN MUTUAL INSURANCE PRODUCTS.; NOT INVESTMENT RELATED 3. 100% OWNER, TBD, GREENSBORO, , NORTH CAROLINA, 27403, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 09/05/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-01-10 |
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