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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
| TX | RA | APPROVED_RES | 2019-07-30 |
Branch Locations
1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Hewlett | NY | 07/2007 | Present |
1. Volunteer & Exempt Fireman's Benevolent Association of the Woodmere Fire Department Inc.; PO Box 342, Woodmere, NY 11598; Benevolent Association of Woodmere that gives financial assistance to needy members and their family; Board Member/Trustee; Along with other Trustees rulemaking and deciding who get financial aid when requested; 01/01/1978; 25 Hours per Year; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-28 |
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