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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2002-06-20 |
Branch Locations
130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Morganton | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Morganton | NC | 11/2016 | Present |
MARGIN CALL RANCH, INV RELATED, BERTHOLD, ND, 50% OWNER, START: 1/2002, 0 HOURS, DUTIES: OWNER OF FARM LAND. BOARD MEMBER OF DOWNTOWN DEVELOPMENT ASSOCIATION OF MORGANTON NC. RENTAL PROPERTY; NON INVESTMENT RELATED; MORGANTON, NC; 100% OWNERSHIP W/SPOUSE; START 01/92; 0 HRS PER MONTH 0 DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1982-12-08 |
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