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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guptil's Ice Cream | Cohoes | NY | 03/2017 | 04/2019 |
| Dunkin Donuts | Schenectady | NY | 06/2019 | 11/2019 |
| Fantastic Sams Hair Salon | Clifton Park | NY | 09/2019 | 04/2022 |
| Homemaker | Cohoes | NY | 04/2022 | 11/2023 |
| New York Life Insurance Company | Latham | NY | 12/2022 | 01/2026 |
| Student | Latham | NY | 03/2014 | 03/2017 |
| Nylife Securities Llc | Latham | NY | 12/2022 | 01/2026 |
| Lpl Enterprise Llc | Syracuse | NY | 01/2026 | Present |
1. 12/23/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Cohoes NY - INV REL - Start Date: 10/28/2025 - 160 Hrs/Mth - 160 Hrs During Trading 2. 12/23/2025 - Katelynn Prestipino N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Cohoes NY - INV REL - Start Date: 10/28/2025 - 160 Hrs/Mth - 160 Hrs During Trading 3. 02/06/2026-Frontline Wealth Management-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/05/2026-40hrs/mth-30hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-02 |
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