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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-17
NY RA APPROVED 2025-08-08
  • TX RA
    APPROVED
    Since 2025-09-17
  • NY RA
    APPROVED
    Since 2025-08-08

Branch Locations

6901 5Th Ave, Brooklyn, NY 11209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 11/2022 09/2023
Jpmorgan Chase Bank, N.A. New York NY 11/2022 09/2023
Pnc Bank Pittsburgh PA 08/2021 11/2022
National Life Joliet IL 02/2021 08/2021
Amazon Channahon IL 06/2020 02/2021
David Berg Center For Ethics And Leadership Pittsburgh PA 05/2019 08/2019
Shippypro Florence 01/2019 04/2019
A.f. Mcgervey Pittsburgh PA 01/2017 12/2018
Outback Steakhouse Pittsburgh PA 02/2016 03/2018
Unemployed Pittsburgh PA 09/2019 05/2020
Guardian Life Insurance Company Brooklyn NY 03/2024 02/2025
Self-Employed New York City NY 09/2023 04/2024
Park Avenue Securities Brooklyn NY 03/2024 02/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brooklyn NY 07/2025 Present
Unemployed Brooklyn NY 02/2025 07/2025
Bank Of America, N.A. Brooklyn NY 10/2025 Present
  • 11/2022 → 09/2023
    J.P. Morgan Securities Llc
    New York, NY
  • 11/2022 → 09/2023
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 08/2021 → 11/2022
    Pnc Bank
    Pittsburgh, PA
  • 02/2021 → 08/2021
    National Life
    Joliet, IL
  • 06/2020 → 02/2021
    Amazon
    Channahon, IL
  • 05/2019 → 08/2019
    David Berg Center For Ethics And Leadership
    Pittsburgh, PA
  • 01/2019 → 04/2019
    Shippypro
    Florence
  • 01/2017 → 12/2018
    A.f. Mcgervey
    Pittsburgh, PA
  • 02/2016 → 03/2018
    Outback Steakhouse
    Pittsburgh, PA
  • 09/2019 → 05/2020
    Unemployed
    Pittsburgh, PA
  • 03/2024 → 02/2025
    Guardian Life Insurance Company
    Brooklyn, NY
  • 09/2023 → 04/2024
    Self-Employed
    New York City, NY
  • 03/2024 → 02/2025
    Park Avenue Securities
    Brooklyn, NY
  • 07/2025 → Present
    Brooklyn, NY
  • 02/2025 → 07/2025
    Unemployed
    Brooklyn, NY
  • 10/2025 → Present
    Bank Of America, N.A.
    Brooklyn, NY
Previous Registrations
Other Businesses

I*2671298, Entity Type For Profit, Publicly Traded, Name of OBA: sammy_lp_record_store Address: Brooklyn, New York11230 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 09/01/2023No Hours: 2 monthly No Hours during trading: 0 Duties: I list, pack and ship items on an ebay store for profit. Mostly I sell vinyl records and dvds but do sell other items. I*3691317 Entity Type: For Profit Name of OBA: S. I. Ticket Sales Address: Brooklyn, New York, 11230 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/10/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: I plan on selling concert, public event, and sporting event tickets for a profit using sites like stubhub , ticket master, ticket exchange, vivid seats and other publicly available websites to make a profit from pre-owned and purchased tickets. For example if I cannot make it to a theater for a musical I want to be able to sell the tickets. I want to have the ability to buy and sell tickets to make money. I am not sure that this will render a legitimate llc or business as I anticipate the business making less than 10,000 a year. Take tickets and list them on websites for profit. Occasionally buy or receive tickets from others. Take tickets and licenses for tickets and sell them online. Receive money for sale of my tickets.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-31
S63 Uniform Securities Agent State Law Examination 2023-01-26
  • S65 Uniform Investment Adviser Law Examination
    2024-07-31
  • S63 Uniform Securities Agent State Law Examination
    2023-01-26
Other Names
  • Sam Impellicceiri
  • Sam Neuman Impellicceiri

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