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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-17 |
| NY | RA | APPROVED | 2025-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 11/2022 | 09/2023 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2022 | 09/2023 |
| Pnc Bank | Pittsburgh | PA | 08/2021 | 11/2022 |
| National Life | Joliet | IL | 02/2021 | 08/2021 |
| Amazon | Channahon | IL | 06/2020 | 02/2021 |
| David Berg Center For Ethics And Leadership | Pittsburgh | PA | 05/2019 | 08/2019 |
| Shippypro | Florence | 01/2019 | 04/2019 | |
| A.f. Mcgervey | Pittsburgh | PA | 01/2017 | 12/2018 |
| Outback Steakhouse | Pittsburgh | PA | 02/2016 | 03/2018 |
| Unemployed | Pittsburgh | PA | 09/2019 | 05/2020 |
| Guardian Life Insurance Company | Brooklyn | NY | 03/2024 | 02/2025 |
| Self-Employed | New York City | NY | 09/2023 | 04/2024 |
| Park Avenue Securities | Brooklyn | NY | 03/2024 | 02/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brooklyn | NY | 07/2025 | Present |
| Unemployed | Brooklyn | NY | 02/2025 | 07/2025 |
| Bank Of America, N.A. | Brooklyn | NY | 10/2025 | Present |
I*2671298, Entity Type For Profit, Publicly Traded, Name of OBA: sammy_lp_record_store Address: Brooklyn, New York11230 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 09/01/2023No Hours: 2 monthly No Hours during trading: 0 Duties: I list, pack and ship items on an ebay store for profit. Mostly I sell vinyl records and dvds but do sell other items. I*3691317 Entity Type: For Profit Name of OBA: S. I. Ticket Sales Address: Brooklyn, New York, 11230 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/10/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: I plan on selling concert, public event, and sporting event tickets for a profit using sites like stubhub , ticket master, ticket exchange, vivid seats and other publicly available websites to make a profit from pre-owned and purchased tickets. For example if I cannot make it to a theater for a musical I want to be able to sell the tickets. I want to have the ability to buy and sell tickets to make money. I am not sure that this will render a legitimate llc or business as I anticipate the business making less than 10,000 a year. Take tickets and list them on websites for profit. Occasionally buy or receive tickets from others. Take tickets and licenses for tickets and sell them online. Receive money for sale of my tickets.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-26 |
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