Kevin Ozbay

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-05-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Pruco Securities Llc	New York	NY	12/2023	11/2024
Slk Private Wealth	Los Angeles	CA	09/2022	02/2023
The Prudential Insurance Company Of America	New York	NY	07/2024	04/2025
Lpl Enterprise, Llc	New York	NY	11/2024	05/2025
Loyola Marymount University, College Of Business Administration	Los Angeles	CA	09/2019	09/2020
Jpmorgan Chase Bank, N.A.	Brooklyn	NY	05/2025	Present
J.P. Morgan Securities Llc	Brooklyn	NY	05/2025	Present
Unemployed	Middle Village	NY	05/2015	08/2019
Unemployed	Middle Village	NY	10/2020	08/2022
Unemployed	Middle Village	NY	03/2023	11/2023

12/2023 → 11/2024

Pruco Securities Llc

New York, NY
09/2022 → 02/2023

Slk Private Wealth

Los Angeles, CA
07/2024 → 04/2025

The Prudential Insurance Company Of America

New York, NY
11/2024 → 05/2025

Lpl Enterprise, Llc

New York, NY
09/2019 → 09/2020

Loyola Marymount University, College Of Business Administration

Los Angeles, CA
05/2025 → Present

Jpmorgan Chase Bank, N.A.

Brooklyn, NY
05/2025 → Present

J.P. Morgan Securities Llc

Brooklyn, NY
05/2015 → 08/2019

Unemployed

Middle Village, NY
10/2020 → 08/2022

Unemployed

Middle Village, NY
03/2023 → 11/2023

Unemployed

Middle Village, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-17

Other Firms