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Colin James H Pedersen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-20
NY RA APPROVED 2024-01-06
  • TX RA
    APPROVED
    Since 2024-02-20
  • NY RA
    APPROVED
    Since 2024-01-06

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 09/2022 Present
Piping Rock Club Locust Valley NY 05/2018 08/2022
Chaminade High School Mineola NY 09/2014 05/2018
Quinnipiac University Hamden CT 08/2018 05/2022
Friends Academy Glen Cove NY 06/2017 08/2017
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Garden City, NY
  • 05/2018 → 08/2022
    Piping Rock Club
    Locust Valley, NY
  • 09/2014 → 05/2018
    Chaminade High School
    Mineola, NY
  • 08/2018 → 05/2022
    Quinnipiac University
    Hamden, CT
  • 06/2017 → 08/2017
    Friends Academy
    Glen Cove, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-05
  • S66 Uniform Combined State Law Examination
    2024-01-05

View on SEC IAPD

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Other Offices

ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY
COMMONWEALTH FINANCIAL NETWORK · Garden City, NY

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