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James Bernard Brown

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-11
CT RA APPROVED 2024-07-03
  • TX RA
    APPROVED
    Since 2024-07-11
  • CT RA
    APPROVED
    Since 2024-07-03

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fairfield CT 04/2024 Present
Unemployed Fairfield CT 08/2023 04/2024
University Of Alabama Tuscaloosa AL 09/2019 08/2023
Merrill Lynch Fairfield CT 06/2022 08/2022
Fairfield College Preparatory School Fairfield CT 09/2015 06/2019
William B. Meyer Stratford CT 06/2019 08/2019
Bank Of America, N.A Fairfield CT 07/2024 Present
  • 04/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Fairfield, CT
  • 08/2023 → 04/2024
    Unemployed
    Fairfield, CT
  • 09/2019 → 08/2023
    University Of Alabama
    Tuscaloosa, AL
  • 06/2022 → 08/2022
    Merrill Lynch
    Fairfield, CT
  • 09/2015 → 06/2019
    Fairfield College Preparatory School
    Fairfield, CT
  • 06/2019 → 08/2019
    William B. Meyer
    Stratford, CT
  • 07/2024 → Present
    Bank Of America, N.A
    Fairfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-02
  • S66 Uniform Combined State Law Examination
    2024-07-02
Other Names
  • J.B. Brown
  • James B Brown

View on SEC IAPD

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Other Offices

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · FAIRFIELD, CT
MONECO ADVISORS · FAIRFIELD, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairfield, CT
MONECO ADVISORS · FAIRFIELD, CT
JANNEY MONTGOMERY SCOTT LLC · Fairfield, CT
EDGEWOOD CAPITAL ADVISORS, LLC · SOUTHPORT, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Southport, CT
DAYMARK WEALTH PARTNERS, LLC · Southport, CT

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