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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-06 |
Branch Locations
100 7Th Avenue Suite 100B, Brooklyn, NY 11215-1306 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Louisville | KY | 01/2024 | 06/2024 |
| Adp | Louisville | KY | 06/2023 | 07/2023 |
| N/A | Louisville | KY | 08/2020 | 05/2024 |
| N/A | Oneida | KY | 08/2017 | 05/2020 |
| N/A | Ogun | 08/2013 | 05/2017 | |
| Baird | Louisville | KY | 05/2022 | 08/2022 |
| Raising Canes | Lewisville | TX | 06/2021 | 08/2021 |
| Ubs Financial Services, Inc | Charlotte | NC | 07/2024 | 11/2025 |
| Charles Schwab & Co., Inc. | Brooklyn | NY | 12/2025 | Present |
| Charles Schwab Bank, Ssb | Brooklyn | NY | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-26 |
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