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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-21
NY RA APPROVED 2022-10-21
TX RA APPROVED 2022-10-21
  • CA RA
    APPROVED
    Since 2022-10-21
  • NY RA
    APPROVED
    Since 2022-10-21
  • TX RA
    APPROVED
    Since 2022-10-21

Branch Locations

609 Deep Valley Drive Suite 400, Rolling Hills Estates, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Torrance CA 06/2013 02/2020
E*Trade Capital Management Llc Torrance CA 06/2013 02/2020
E*Trade Securities Llc Torrance CA 02/2020 09/2020
E*Trade Capital Management Llc Torrance CA 02/2020 09/2020
E*Trade Securities Llc Rolling Hills CA 09/2020 Present
E*Trade Capital Management Llc Rolling Hills CA 09/2020 Present
Morgan Stanley Rolling Hills CA 10/2022 Present
Morgan Stanley Private Bank, N.A New York NY 11/2022 Present
  • 06/2013 → 02/2020
    E*Trade Securities Llc
    Torrance, CA
  • 06/2013 → 02/2020
    E*Trade Capital Management Llc
    Torrance, CA
  • 02/2020 → 09/2020
    E*Trade Securities Llc
    Torrance, CA
  • 02/2020 → 09/2020
    E*Trade Capital Management Llc
    Torrance, CA
  • 09/2020 → Present
    E*Trade Securities Llc
    Rolling Hills, CA
  • 09/2020 → Present
    E*Trade Capital Management Llc
    Rolling Hills, CA
  • 10/2022 → Present
    Rolling Hills, CA
  • 11/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2011-10-31 → 2022-10-31
    Harrisdirect Llc
    Arlington, VA
    Torrance, CA
    Rolling Hills, CA
    Los Angeles, CA
  • 2010-02-09 → 2010-09-30
    Torrance, CA
  • 2006-08-01 → 2008-06-23
    Wells Fargo Investments, Llc
    Signal Hill, CA
Other Businesses

1. Name: Big Head Productions 2. Investment-related: No 3. Address: 1130 w. 185th St., Gardena, California 90248 4. Nature: Acting SAG-AFTRA Member 5. Position: Officer 6. Start Date: 2/1/2019 7. Approx. number of hrs/mth devoted to the other business: 16 8. Number of hrs devoted during securities trading hrs: 1 9. Duties: I am an actor. This OBA was previously approved and I just switched it from an LLC to a C Corp this year for taxes. *443912 1.Screen Actors Guild 2.Investment Related: No 3.Los Angeles, CA 4.Art/Culture 5.Actor 6.01/01/2019 7. Hours devoted to business:1 8. Hours devoted during Securities business:0 9. Residuals for prior acting work.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-31
  • S66 Uniform Combined State Law Examination
    2006-07-31
Other Names
  • Brandon M Higa

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