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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-21 |
| NY | RA | APPROVED | 2022-10-21 |
| TX | RA | APPROVED | 2022-10-21 |
Branch Locations
609 Deep Valley Drive Suite 400, Rolling Hills Estates, CA 90274 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Torrance | CA | 06/2013 | 02/2020 |
| E*Trade Capital Management Llc | Torrance | CA | 06/2013 | 02/2020 |
| E*Trade Securities Llc | Torrance | CA | 02/2020 | 09/2020 |
| E*Trade Capital Management Llc | Torrance | CA | 02/2020 | 09/2020 |
| E*Trade Securities Llc | Rolling Hills | CA | 09/2020 | Present |
| E*Trade Capital Management Llc | Rolling Hills | CA | 09/2020 | Present |
| Morgan Stanley | Rolling Hills | CA | 10/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2022 | Present |
1. Name: Big Head Productions 2. Investment-related: No 3. Address: 1130 w. 185th St., Gardena, California 90248 4. Nature: Acting SAG-AFTRA Member 5. Position: Officer 6. Start Date: 2/1/2019 7. Approx. number of hrs/mth devoted to the other business: 16 8. Number of hrs devoted during securities trading hrs: 1 9. Duties: I am an actor. This OBA was previously approved and I just switched it from an LLC to a C Corp this year for taxes. *443912 1.Screen Actors Guild 2.Investment Related: No 3.Los Angeles, CA 4.Art/Culture 5.Actor 6.01/01/2019 7. Hours devoted to business:1 8. Hours devoted during Securities business:0 9. Residuals for prior acting work.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-31 |
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