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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
CT RA APPROVED 2025-03-12
  • TX RA
    APPROVED
    Since 2025-03-31
  • CT RA
    APPROVED
    Since 2025-03-12

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fairfield CT 05/2022 Present
Cardinal Financial Company, Lp Charlotte NC 03/2021 01/2022
Unemployed Cheshire CT 01/2022 05/2022
Kern Mortgage Company, Co. Berlin CT 08/2020 03/2021
Unemployed Rock Hill SC 03/2020 08/2020
South Carolina House Of Representatives Columbia SC 01/2019 03/2020
Hampton Inn And Suites Fort Mill SC 08/2019 03/2020
Greenway Residential Development Charlotte NC 08/2017 08/2018
University Of South Carolina Columbia SC 08/2018 12/2020
Cfm School Fort Mill SC 09/2016 05/2017
York Technical College Rock Hill SC 08/2017 08/2018
Student Rock Hill SC 05/2016 09/2016
Student Rock Hill SC 05/2017 08/2017
  • 05/2022 → Present
    Fairfield, CT
  • 03/2021 → 01/2022
    Cardinal Financial Company, Lp
    Charlotte, NC
  • 01/2022 → 05/2022
    Unemployed
    Cheshire, CT
  • 08/2020 → 03/2021
    Kern Mortgage Company, Co.
    Berlin, CT
  • 03/2020 → 08/2020
    Unemployed
    Rock Hill, SC
  • 01/2019 → 03/2020
    South Carolina House Of Representatives
    Columbia, SC
  • 08/2019 → 03/2020
    Hampton Inn And Suites
    Fort Mill, SC
  • 08/2017 → 08/2018
    Greenway Residential Development
    Charlotte, NC
  • 08/2018 → 12/2020
    University Of South Carolina
    Columbia, SC
  • 09/2016 → 05/2017
    Cfm School
    Fort Mill, SC
  • 08/2017 → 08/2018
    York Technical College
    Rock Hill, SC
  • 05/2016 → 09/2016
    Student
    Rock Hill, SC
  • 05/2017 → 08/2017
    Student
    Rock Hill, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-10
  • S66 Uniform Combined State Law Examination
    2025-03-10
Other Names
  • Erin Rose Stephens

View on SEC IAPD

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