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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-29 |
Branch Locations
167 E. Central Ave, Pearl River, NY 10965 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors, Llc | Chicago | IL | 02/2024 | Present |
| Fresh Prints Llc | New York | NY | 04/2022 | 04/2024 |
| Rpa Advisors Llc | Paramus | NJ | 05/2023 | 07/2023 |
| Capital Management Group | Pearl River | NY | 05/2022 | 09/2022 |
| Tappan Zee Manor | Nyack | NY | 11/2020 | 01/2021 |
| Mimi's Plate | Tappan | NY | 04/2019 | 06/2019 |
| Le Gateau Suisse Ltd | Orangeburg | NY | 10/2018 | 01/2019 |
| Student | Hamden | CT | 08/2020 | 05/2024 |
| Tappan Zee High School | Orangeburg | NY | 03/2016 | 09/2018 |
| Tappan Zee High School | Orangeburg | NY | 02/2019 | 03/2019 |
| Tappan Zee High School | Orangeburg | NY | 07/2019 | 10/2020 |
| Quinnipiac University | Hamden | CT | 02/2021 | 04/2022 |
| Quinnipaic University | Hamden | CT | 10/2022 | 04/2023 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-07-16 |
| S65 | Uniform Investment Adviser Law Examination | 2026-06-25 |
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