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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-04
  • NY RA
    APPROVED
    Since 2024-01-04

Branch Locations

167 East Central Avenue, Pearl River, NY 10965 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 02/2007 06/2020
Cmg Financial Planning, Ltd. Pearl River NY 04/2013 01/2024
Equitable Advisors, Llc New York NY 02/2007 01/2024
Hightower Advisors Chicago IL 01/2024 Present
  • 02/2007 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 04/2013 → 01/2024
    Cmg Financial Planning, Ltd.
    Pearl River, NY
  • 02/2007 → 01/2024
    New York, NY
  • 01/2024 → Present
    Hightower Advisors
    Chicago, IL
Previous Registrations
  • 2007-04-03 → 2024-01-04
    New York, NY
    New York, NY
    Bronx, NY
  • 2021-08-27 → 2023-12-14
    Cmg Financial Planning, Ltd.
    Pearl River, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-23
  • S66 Uniform Combined State Law Examination
    2007-03-23
Other Names
  • Joesph Edmondson

View on SEC IAPD

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