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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-04 |
Branch Locations
167 East Central Avenue, Pearl River, NY 10965 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 02/2007 | 06/2020 |
| Cmg Financial Planning, Ltd. | Pearl River | NY | 04/2013 | 01/2024 |
| Equitable Advisors, Llc | New York | NY | 02/2007 | 01/2024 |
| Hightower Advisors | Chicago | IL | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-23 |
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