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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-02 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
167 East Central Avenue, Pearl River, NY 10965 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2005 | 06/2020 |
| Cmg Financial Planning Ltd. | Pearl River | NY | 10/1992 | 01/2024 |
| Equitable Advisors, Llc | New York | NY | 06/2005 | 01/2024 |
| Hightower Advisors | Chicago | IL | 01/2024 | Present |
The Rockland Community Network Inc; Investment Related - No; New City, NY; Non-Profit; Vice Chairman of the board; 01/2025; 3 hours per month with 0 hours during securities trading hours; Non profit entity provides agricultural educational services to the school district and community at large.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-01 |
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