John Francis Galvin

Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-01-04

NY RA
APPROVED

Since 2024-01-04

Branch Locations

167 East Central Avenue, Pearl River, NY 10965 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	05/2007	06/2020
Cmg Financial Planning Ltd	Pearl River	NY	06/2007	01/2024
Equitable Advisors, Llc	New York	NY	05/2007	01/2024
Hightower Advisors	Chicago	IL	01/2024	Present

05/2007 → 06/2020

Axa Advisors, Llc

New York, NY
06/2007 → 01/2024

Cmg Financial Planning Ltd

Pearl River, NY
05/2007 → 01/2024

Equitable Advisors, Llc

New York, NY
01/2024 → Present

Hightower Advisors

Chicago, IL

Previous Registrations

2008-01-08 → 2024-01-05

Equitable Advisors, Llc

Pearl River, NY
2021-08-27 → 2023-12-14

Cmg Financial Planning, Ltd.

Pearl River, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-19

S66 Uniform Combined State Law Examination

2007-12-19

Designations

Other Names

John F Galvin
John F Galvin

View on SEC IAPD

Current Employers

Hightower Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews