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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-19
  • NY RA
    APPROVED
    Since 2026-06-19

Branch Locations

167 E Central Ave, Pearl River, NY 10965 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors New York NY 03/2015 06/2020
Equitable Advisors, Llc New York NY 03/2015 02/2021
Hightower Advisors, Llc Chicago IL 12/2024 Present
Network Doctor Englewood NJ 03/2021 09/2021
Emblemhealth New York NY 09/2021 12/2024
  • 03/2015 → 06/2020
    Axa Advisors
    New York, NY
  • 03/2015 → 02/2021
    Equitable Advisors, Llc
    New York, NY
  • 12/2024 → Present
    Chicago, IL
  • 03/2021 → 09/2021
    Network Doctor
    Englewood, NJ
  • 09/2021 → 12/2024
    Emblemhealth
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-19
S63 Uniform Securities Agent State Law Examination 2018-10-29
  • S65 Uniform Investment Adviser Law Examination
    2026-06-19
  • S63 Uniform Securities Agent State Law Examination
    2018-10-29

View on SEC IAPD

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