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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-04 |
Branch Locations
167 East Central Avenue, Pearl River, NY 10965 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2004 | 06/2020 |
| Cmg Financial Planning Ltd | New York | NY | 10/2005 | 01/2024 |
| Equitable Advisors, Llc | New York | NY | 07/2004 | 01/2024 |
| Hightower Advisors | Chicago | IL | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-04-27 |
| S65 | Uniform Investment Adviser Law Examination | 2001-02-08 |
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