William Edward Galvin

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 10/2005 → 01/2024
  Cmg Financial Planning Ltd
  New York, NY
• 07/2004 → 01/2024
  Equitable Advisors, Llc
  New York, NY
• 01/2024 → Present
  Hightower Advisors
  Chicago, IL

Previous Registrations

• 2004-08-04 → 2024-01-04
  Equitable Advisors, Llc
  Stamford, CT
  Pearl River, NY
  Pearl River, NY
  Pearl River, NY
  Stamford, CT
  Stamford, CT
• 2021-08-27 → 2023-12-14
  Cmg Financial Planning, Ltd.
  New York, NY
• 2002-05-30 → 2004-08-16
  Mony Securities Corporation
  New York, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-04-27
• S65 Uniform Investment Adviser Law Examination
  2001-02-08

Designations

• Certified Financial Planner