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Thomas Fox

Hightower Advisors, LLC

New York, NY

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-11
  • NY RA
    APPROVED
    Since 2025-03-11

Branch Locations

55 W 46Th Street, New York, NY 10036 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fairfield College Prep Fairfield CT 08/2013 06/2017
Capital Management Group Of Ny New York NY 05/2018 08/2018
Wrk360 Norwalk CT 11/2020 03/2021
Miami University Oxford OH 08/2017 01/2022
Motion Pt Group Norwalk CT 10/2021 06/2022
Oppenheimer & Co. Inc. Stamford CT 08/2022 10/2024
Hightower Securities, Llc Pearl River NY 10/2024 Present
  • 08/2013 → 06/2017
    Fairfield College Prep
    Fairfield, CT
  • 05/2018 → 08/2018
    Capital Management Group Of Ny
    New York, NY
  • 11/2020 → 03/2021
    Wrk360
    Norwalk, CT
  • 08/2017 → 01/2022
    Miami University
    Oxford, OH
  • 10/2021 → 06/2022
    Motion Pt Group
    Norwalk, CT
  • 08/2022 → 10/2024
    Oppenheimer & Co. Inc.
    Stamford, CT
  • 10/2024 → Present
    Hightower Securities, Llc
    Pearl River, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-10
S63 Uniform Securities Agent State Law Examination 2024-01-20
  • S65 Uniform Investment Adviser Law Examination
    2025-03-10
  • S63 Uniform Securities Agent State Law Examination
    2024-01-20

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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