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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-18
NJ RA APPROVED 2023-01-09
  • NY RA
    APPROVED
    Since 2023-01-18
  • NJ RA
    APPROVED
    Since 2023-01-09

Branch Locations

1055 Franklin Avenue Suite 300, Garden City, NY 11530 • United States

Tappan, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 07/2022 Present
Manhattan College Bronx NY 08/2018 06/2022
Tappan Zee High School Orangeburg NY 07/2012 06/2018
  • 07/2022 → Present
    Weehawken, NJ
  • 08/2018 → 06/2022
    Manhattan College
    Bronx, NY
  • 07/2012 → 06/2018
    Tappan Zee High School
    Orangeburg, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-07
  • S66 Uniform Combined State Law Examination
    2023-01-07

View on SEC IAPD

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