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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
CA RA APPROVED 2025-10-21
DE RA APPROVED 2025-10-21
CT RA APPROVED 2025-10-20
NY RA APPROVED 2025-08-15
  • TX RA
    APPROVED
    Since 2025-11-03
  • CA RA
    APPROVED
    Since 2025-10-21
  • DE RA
    APPROVED
    Since 2025-10-21
  • CT RA
    APPROVED
    Since 2025-10-20
  • NY RA
    APPROVED
    Since 2025-08-15

Branch Locations

474 Fulton St, Brooklyn, NY 11201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 04/2022 04/2025
Nyc Health & Hospitals/Kings County Hospital New York NY 07/2018 11/2021
Penn State University State College PA 08/2013 05/2017
Unemployed Brooklyn NY 06/2017 09/2017
Unemployed Brooklyn NY 12/2021 04/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brooklyn NY 07/2025 Present
Jet.COm Hoboken NJ 12/2017 12/2017
Diligent Corporation New York NY 10/2017 11/2017
Massachusetts Mutual Life Insurance Co New York NY 05/2025 07/2025
Appleone Inc New York NY 04/2018 05/2018
Unemployed Brooklyn NY 01/2018 03/2018
Soni Resources Group New York NY 05/2025 05/2025
Bank Of America, N.A. Brooklyn NY 09/2025 Present
  • 04/2022 → 04/2025
    New York, NY
  • 07/2018 → 11/2021
    Nyc Health & Hospitals/Kings County Hospital
    New York, NY
  • 08/2013 → 05/2017
    Penn State University
    State College, PA
  • 06/2017 → 09/2017
    Unemployed
    Brooklyn, NY
  • 12/2021 → 04/2022
    Unemployed
    Brooklyn, NY
  • 07/2025 → Present
    Brooklyn, NY
  • 12/2017 → 12/2017
    Jet.COm
    Hoboken, NJ
  • 10/2017 → 11/2017
    Diligent Corporation
    New York, NY
  • 05/2025 → 07/2025
    Massachusetts Mutual Life Insurance Co
    New York, NY
  • 04/2018 → 05/2018
    Appleone Inc
    New York, NY
  • 01/2018 → 03/2018
    Unemployed
    Brooklyn, NY
  • 05/2025 → 05/2025
    Soni Resources Group
    New York, NY
  • 09/2025 → Present
    Bank Of America, N.A.
    Brooklyn, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-04
  • S66 Uniform Combined State Law Examination
    2022-11-04
Other Names
  • Marlon Jonathan Moses

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