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John R Shaffer

Wells Fargo Clearing Services, LLC

Davidson, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-12-26
TX RA APPROVED 2023-12-26
  • NC RA
    APPROVED
    Since 2023-12-26
  • TX RA
    APPROVED
    Since 2023-12-26

Branch Locations

130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Afrgo Clearing Service Llc Charlotte NC 11/2023 Present
Wells Fargo Charlotte NC 12/2014 11/2020
Unemployed Huntersville NC 11/2020 01/2022
Wells Fargo Advisors Charlotte NC 01/2022 11/2022
Corpay Mooresville NC 11/2022 09/2023
  • 11/2023 → Present
    Wells Afrgo Clearing Service Llc
    Charlotte, NC
  • 12/2014 → 11/2020
    Wells Fargo
    Charlotte, NC
  • 11/2020 → 01/2022
    Unemployed
    Huntersville, NC
  • 01/2022 → 11/2022
    Wells Fargo Advisors
    Charlotte, NC
  • 11/2022 → 09/2023
    Corpay
    Mooresville, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-11
  • S66 Uniform Combined State Law Examination
    2022-07-11
Other Names
  • John R Shaffer
  • John Shaffer

View on SEC IAPD

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LAURA LONG
RANDI DERENE
KYLE WHITFIELD LAMBETH

Other Offices

LPL FINANCIAL LLC · DAVIDSON, NC
LPL FINANCIAL LLC · DAVIDSON, NC
WELLS FARGO CLEARING SERVICES, LLC · DAVIDSON, NC
MERIT FINANCIAL ADVISORS · DAVIDSON, NC
EDWARD JONES · Davidson, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC · DAVIDSON, NC
GENEOS WEALTH MANAGEMENT, INC. · Davidson, NC
ROBERT W. BAIRD & CO. INCORPORATED · DAVIDSON, NC

More in Davidson, NC

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