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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-11-04
NJ RA APPROVED 2025-04-03
NY RA APPROVED 2024-03-01
  • SC RA
    APPROVED
    Since 2025-11-04
  • NJ RA
    APPROVED
    Since 2025-04-03
  • NY RA
    APPROVED
    Since 2024-03-01

Branch Locations

626 Sheepshead Bay Suite 760, Brooklyn, NY 11224 • United States

Staten Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Financial Network Brooklyn NY 01/2022 07/2023
Vivid Care Brooklyn NY 05/2021 Present
Unemployed Staten Island NY 04/2019 05/2021
Citibank Brooklyn NY 10/2016 04/2019
Unemployed Staten Island NY 04/2015 10/2016
Guardian Life Insurance Brooklyn NY 07/2023 Present
Park Avenue Securities Brooklyn NY 07/2023 Present
Guardian Life Insurance Staten Island NY 07/2024 Present
Park Avenue Securities Staten Island NY 07/2024 Present
  • 01/2022 → 07/2023
    National Financial Network
    Brooklyn, NY
  • 05/2021 → Present
    Vivid Care
    Brooklyn, NY
  • 04/2019 → 05/2021
    Unemployed
    Staten Island, NY
  • 10/2016 → 04/2019
    Citibank
    Brooklyn, NY
  • 04/2015 → 10/2016
    Unemployed
    Staten Island, NY
  • 07/2023 → Present
    Guardian Life Insurance
    Brooklyn, NY
  • 07/2023 → Present
    Park Avenue Securities
    Brooklyn, NY
  • 07/2024 → Present
    Guardian Life Insurance
    Staten Island, NY
  • 07/2024 → Present
    Park Avenue Securities
    Staten Island, NY
Other Businesses

1. Home Aid for my mother-in-law, Vivid CARE Start: 05/01/2021, Address: 1502 Kings Highway Fl3 Brooklyn NY 11229, 80 total hours per month, 80 during securities trading hours, Greater than 10% annual compensation, Not investment related, 2) Outside Insurance National Life-TERM insurance to the clients who do not qualify for coverage through Guardian, Start: 06/23/2025, Address: 372 Sand Lane Staten Island NY 10305, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-19
  • S66 Uniform Combined State Law Examination
    2024-01-19

View on SEC IAPD

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