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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-18
MD RA APPROVED 2025-01-07
NY RA APPROVED 2023-08-02
  • NC RA
    APPROVED
    Since 2025-11-18
  • MD RA
    APPROVED
    Since 2025-01-07
  • NY RA
    APPROVED
    Since 2023-08-02

Branch Locations

6702 Bay Parkway, Brooklyn, NY 11204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa Brooklyn NY 05/2007 Present
Hsbc Securities (Usa) Inc Brooklyn NY 07/2007 Present
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.  1.The name of the company is Long Drive Appraisals Corp. 2.The business is NOT investment related. 3.The address is 598 Davis Ave. Staten Island, NY 10310 4.The nature of Business is a company that appraises vehicles for damage incurred after an accident. 5.I am the President/Owner of the company. 6.My title is President. 7.My relationship to the company is self. 8.The start date of business 4/2017 9.The approximate number of hours a month I will devote to the company is 20-40 hours. 10.There will be no hours during trading hours devoted to the business. 11.The duties I will have with the company is going to look at cars that were damaged in accidents, writing estimates on the amount it would cost to fix the cars.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-02
S63 Uniform Securities Agent State Law Examination 2006-10-31
  • S66 Uniform Combined State Law Examination
    2023-08-02
  • S63 Uniform Securities Agent State Law Examination
    2006-10-31

View on SEC IAPD

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