Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-05-25
  • NY RA
    APPROVED
    Since 2022-05-25

Branch Locations

1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Roslyn Heights NY 01/2012 Present
Stifel, Nicolaus & Company, Incorporated (Crd #793) Garden City NY 11/2021 Present
  • 01/2012 → Present
    Self
    Roslyn Heights, NY
  • 11/2021 → Present
    Stifel, Nicolaus & Company, Incorporated (Crd #793)
    Garden City, NY
Other Businesses

The Foundation for Roslyn's Educational Advancement and Development ("READ")- a Charitable 501c3 organization dedicated to raising and donating capital towards educational improvements to the Roslyn School District. READ is located at 36 Birchdale Ln, Port Washington, NY, Board Member. 1-2 hours/month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-24
  • S66 Uniform Combined State Law Examination
    2022-05-24
Other Names
  • Feder

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Garden City, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor